WebJul 15, 2024 · Trusted Contact Person (TCP) – registrants will be required to take reasonable steps to obtain the name and contact information of a TCP from individual … WebFor most investors, appointing a Trusted Contact Person is in their best interest, but individuals do not always make strictly rational decisions. To understand the …
Working with older and vulnerable clients OSC
WebMay 15, 2024 · The OSC report indicates a preference for embedding behavioral insights that form the basis of these discussions into the trusted contact form itself. The OSC’s research found that a form utilizing certain key elements “increased the likelihood that an older client would appoint a TCP by a remarkable 23% (compared to the control).” WebOct 21, 2024 · 13.2.01 Know your client -- trusted contact person (1) Concurrently with taking the reasonable steps required under subsection 13.2(2), a registrant must take reasonable steps to obtain from the client the name and contact information of a trusted … dfas indebtedness codes
Canadian securities regulators publish final amendments to …
WebDec 17, 2024 · It’s something new that you should know about as an investor. Your Trusted Contact Person is someone you choose who can help us protect your financial well-being. A Trusted Contact Person is someone you give us written consent to contact. We may contact them if we suspect you are being financially exploited, if we’re concerned about your ... WebA TCP is a close friend, family member or caregiver your client trusts with his or her personal information. A TCP is not the same as a power of attorney, who has authority to make financial decisions on your client’s behalf under certain circumstances, such as if your client becomes incapacitated. In fact, the TCP should have no interest or ... WebSep 30, 2024 · Tag: trusted contact person Bulletin Autumn Edition September 2024. Sep 30, 2024 Featured. In this bulletin: OSC Publishes its 2024 Annual Report – What you … dfas indianapolis af